Senior Manager of Compliance
- Guernsey
- Permanent
- Full-time
Schedule: Monday to Friday 36.25 hours per weekHybridIntro:The Senior Manager will play a key role with the Compliance Team in ensuring that the Guernsey business of CSC complies with applicable laws, regulations, supervisory requirements, internal policies and procedures through internal controls and actions; with the ultimate objective being to provide assurance to management and protect the Group's good name and reputation, as well as to ensure that all activities undertaken are in accordance with the various laws and regulations pertaining to the Guernsey regulatory licenses.As a result, the responsibilities encompassed by the role are wide-ranging and the Senior Manager will be given consistent opportunities to:
- deepen their understanding of the Guernsey regulatory landscape;
- be a key contributor to important internal operational processes and projects; and
- understand how compliance requirements interact with a complex financial services business.
- Take a leadership role with regards to the Compliance Monitoring Programme
- Take a lead role with the development of the Business Risk Assessment and other assessments needed to implement our risk management methodologies
- Oversee the completion of annual regulatory returns
- Likely acting as DMLRO and supporting investigations of suspicious activity reports and handling and reporting these in the MLRO's absence
- Provide significant support when dealing with regulatory inspections and thematic reviews
- Contribute to the development of policies and procedures
- Act as a resource for escalated compliance queries
- Manage relevant registers
- Consistently maintain good knowledge of Guernsey regulatory requirements and expectations, with a focus on a detailed understanding of the GFSC Handbook on Countering Financial Crime and Terrorist Financing and how its provisions impact the business;
- Be a good example to the rest of the Compliance team and the wider business in terms of always looking to identify ways that policies and procedures can be improved and escalating any concerns, as well as always adhering to the requirements under the CSC Guernsey Corporate Governance Charter and the firm's Code of Conduct etc.
- Ensure that both the CSC internal procedures as well as the Guernsey anti-money laundering and terrorist financing regulations are complied with to the extent required by your role, especially in respect of the reporting of suspicious activity or transactions, client due diligence and record keeping.
- Previous compliance experience, preferably at the grade of Manager or Senior Manager or equivalent;
- Previously having held prescribed roles such as MLCO preferred
- Prior relevant experience in regulated finance or professional services;
- Must be able to demonstrate sound organisation skills and supervisory experience;
- Possess a solid understanding of the business and regulations applicable;
- Qualified by experience, either directly in compliance or in the legal or advisory services fields
- Strong technical IT skills.
- CSC is a great place to work with smart and dedicated people.
- We have been voted a Top Workplace every year since 2006.
- We offer challenging work and career opportunities. Most positions are filled with internal moves and employee referrals.
- Employees are eligible for success sharing, bonus, or commission plans based on role and individual performance.
- CSC offers a competitive and comprehensive benefits package as part of your Total Rewards that includes annual leave, tuition reimbursement, employee referral bonuses, and more.
- As business needs allow, CSC offers hybrid/remote work schedules in alignment with local regulations. Specific details for this position will be discussed during the interview process.